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Thanh Huynh dan Le

Tiaa-Cref Individual & Institutional Services, LLC

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About Thanh Huynh dan Le

Thanh Le is an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC, based in Denver, Colorado. Thanh has been working in the financial services industry since 2022, providing investment advice to individuals and institutions. Thanh specializes in financial planning, portfolio management for individuals, and selection of other advisers. Thanh is licensed to provide investment advice in Arizona, Colorado, New Mexico, Utah, and Wyoming. Thanh also holds the Series 63, 66, and 7TO licenses, as well as the SIE. In addition to working as an investment advisor, Thanh also manages a small business called LittleBearByDavid, which sells handmade goods via Etsy.

Firm Information

Thanh Le is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Thanh Le’s Registration & Firm History

CO

02/06/2024 - Present

Tiaa-Cref Individual & Institutional Services, LLC (DENVER CO)

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Licenses & Designations

BOTH

Issued 01/19/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/23/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/17/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/13/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/27/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Thanh Huynh dan Le.
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