Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thanh? Claim Your ProfileThanh Duc Nguyen is a financial advisor with Fidelity Personal And Workplace Advisors. Thanh has been in the financial services industry since 2017. Thanh has a strong background in investment management and financial planning. Thanh's commitment to providing exceptional client service has earned him the Certified Financial Planner designation. Thanh is dedicated to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
03/04/2022 - Present
Fidelity Personal AND Workplace Advisors (PASADENA CA)
CA
10/17/2019 - 06/02/2021
J.P. MORGAN SECURITIES LLC (SAN DIMAS CA)
CA
05/08/2019 - 10/23/2019
PRUCO SECURITIES, LLC. (CITY OF INDUSTRY CA)
CA
08/05/2016 - 10/04/2018
AMERITAS INVESTMENT CORP. (GARDEN GROVE CA)
IA
Issued 10/17/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/29/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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