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Thanh Duc Dinh

TD Securities (usa) LLC

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About Thanh Duc Dinh

Thanh Duc Dinh is a registered representative with TD Securities (usa) LLC. Thanh Duc Dinh has been in the industry since July 24, 2022. Thanh Duc Dinh has passed the Series 7, Series 63, and Series 79TO exams. Thanh Duc Dinh is registered in New York.

Firm Information

Thanh Dinh is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thanh Dinh’s Registration & Firm History

NY

07/25/2022 - Present

TD Securities (usa) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/23/2022

Series 7TO - General Securities Representative Examination

BC

Issued 06/14/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Thanh Duc Dinh.
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