Unclaimed
Thanh Dat Vu is a financial professional with over eight years of experience in the financial industry. Thanh is currently registered with Everlake Distributors, LLC in Nebraska. Thanh holds the Series 6, SIE and Series 63 licenses. Prior to joining Everlake Distributors, LLC, Thanh worked with PFS INVESTMENTS INC. in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
12/14/2023 - Present
Everlake Distributors, LLC (Lincoln NE)
PA
05/21/2015 - 11/22/2023
PFS INVESTMENTS INC. (JENKINTOWN PA)
BC
Issued 05/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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