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Thanh Dat Vu

Everlake Distributors, LLC

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About Thanh Dat Vu

Thanh Dat Vu is a financial professional with over eight years of experience in the financial industry. Thanh is currently registered with Everlake Distributors, LLC in Nebraska. Thanh holds the Series 6, SIE and Series 63 licenses. Prior to joining Everlake Distributors, LLC, Thanh worked with PFS INVESTMENTS INC. in Pennsylvania.

Firm Information

Thanh Vu is currently registered with Everlake Distributors, LLC. Everlake Distributors, LLC is a Limited Liability Company that was formed on March 5, 1999. The company is registered in all 50 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Thanh Vu’s Registration & Firm History

NE

12/14/2023 - Present

Everlake Distributors, LLC (Lincoln NE)

PA

05/21/2015 - 11/22/2023

PFS INVESTMENTS INC. (JENKINTOWN PA)

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Licenses & Designations

BC

Issued 05/24/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Thanh Dat Vu. Review regulatory record here.
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