Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thanh? Claim Your ProfileThanh Cong Le is an investment advisor representative at Cambridge Investment Research Advisors, Inc.. Thanh has been in the industry since December 12, 2013 and is licensed to offer investment advice in multiple states. Thanh holds a Series 6, Series 63, Series 65 and SIE licenses, and is registered in 31 states. Thanh specializes in providing investment advice to individuals, high-net-worth individuals, and retirement plans. Thanh also offers financial planning and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
WA
07/21/2015 - Present
Cambridge Investment Research Advisors, Inc. (Seattle WA)
IA
Issued 05/26/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Thanh Le is the right advisor for you? Invested Better is here to help.
