Unclaimed
Thang Viet Nguyen is a registered representative with Bowen, Inc. Thang has been in the securities industry since June 6, 2023. Thang has passed the Series 79TO, SIE, and Uniform Securities Agent State Law Examination exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/07/2023 - Present
Bowen, Inc. (BOSTON MA)
BC
Issued 04/01/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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