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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thane? Claim Your ProfileThane Walton is a financial advisor with over 20 years of experience in the financial services industry. Thane currently works for United Planners' Financial Services of America A Limited Partner. Thane's previous experience includes roles with Mutual of Omaha Investor Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, MML Investors Services, LLC, Lincoln Financial Distributors, Inc., Principal Funds Distributor, Inc., Princor Financial Services Corporation, ADP Broker-Dealer, Inc., Royal Alliance Associates, Inc., USAllianz Securities, Inc., Mutual Service Corporation, MetLife Securities Inc. and Metropolitan Life Insurance Company. Thane has a strong background in financial planning, portfolio management, and pension consulting. Thane is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
04/01/2014 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
NE
02/05/2013 - 03/25/2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
AZ
08/01/2012 - 11/30/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
MA
12/04/2009 - 03/14/2012
MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)
PA
09/09/2008 - 05/11/2009
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
IA
10/03/2007 - 09/18/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
AZ
05/16/2006 - 09/18/2008
PRINCOR FINANCIAL SERVICES CORPORATION (PHOENIX AZ)
NJ
01/04/2005 - 05/01/2006
ADP BROKER-DEALER, INC. (ROSELAND NJ)
AZ
10/22/2002 - 12/14/2004
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
MN
10/15/2001 - 09/13/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MA
09/18/1997 - 08/16/2001
MUTUAL SERVICE CORPORATION (BOSTON MA)
MA
02/24/1993 - 10/08/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/24/1993 - 10/08/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 08/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2006
Series 7 - General Securities Representative Examination
BC
Issued 02/22/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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