Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Than? Claim Your ProfileThan Ngoc Nguyen is a registered representative with Charles Schwab & Co., Inc. Than Nguyen has been active in the securities industry since 2019 and has a Series 7TO, SIE, and Series 66 license. Than Nguyen is registered in Texas and many other states and is also a registered investment advisor. Previously, Than Nguyen was registered with EDWARD JONES in Georgetown, Texas. Than Nguyen's specializations include financial planning and other advisory services, such as selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
06/26/2020 - Present
Charles Schwab & CO., Inc. (Austin TX)
TX
08/23/2019 - 04/02/2020
EDWARD JONES (GEORGETOWN TX)
BOTH
Issued 09/14/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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