Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Than? Claim Your ProfileThan Ngoc Nguyen is a licensed securities professional who holds both Series 6 and SIE registrations. Than has been working in the financial services industry since December 2015. Currently, Than is employed by Alliance-ONE Investments, LLC, which is based in Tulsa, Oklahoma. Previous employers include MetLife Investors Distribution Company, based in Charlotte, North Carolina. Than has been with Alliance-ONE Investments, LLC since August 2017.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
08/11/2017 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
NC
03/23/2016 - 08/11/2017
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
NC
11/11/2015 - 02/02/2016
METLIFE INVESTORS DISTRIBUTION COMPANY (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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