Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thalia? Claim Your ProfileThalia Montiel is a registered representative with Planmember Securities Corp. Thalia has been in the industry since 1989 and has worked at several firms over the years, including WMA Securities, Inc., USLIFE Equity Sales Corp., Transamerica Financial Resources, Inc., Metropolitan Life Insurance Company, MetLife Securities Inc., and UR Financial, Inc. Thalia specializes in providing investment supervisory services, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/31/2001 - Present
Planmember Securities Corp. (Santa Monica CA)
GA
10/13/1995 - 07/23/1999
WMA SECURITIES, INC. (DULUTH GA)
NY
09/02/1993 - 10/20/1995
USLIFE EQUITY SALES CORP. (NEW YORK NY)
CA
08/19/1992 - 08/07/1993
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
NY
05/02/1990 - 06/20/1991
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
04/25/1990 - 06/20/1991
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NA
09/28/1988 - 04/25/1990
UR FINANCIAL, INC.
BC
Issued 10/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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