Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thai? Claim Your ProfileThai Tran is an investment advisor registered with FINRA and a registered representative of J.P. Morgan Securities LLC. Thai is licensed to sell securities in the state of Texas. Thai's registration began on August 27, 2019. Thai has passed the Series 63, Series 65, Series 6TO, and SIE exams. Thai has been in the financial services industry since August 26, 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
TX
08/27/2019 - Present
J.p. Morgan Securities LLC (Katy TX)
BC
Issued 09/09/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/13/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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