Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thaddeus? Claim Your ProfileThaddeus Niemiec is a financial advisor with UBS Financial Services Inc. based in Wellesley, MA. Thaddeus has been in the financial services industry for over 10 years. He is licensed to provide financial advice in 27 states and has held previous roles at Northwestern Mutual Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Thaddeus has a wide range of experience in financial planning, investment management, and retirement planning. He is dedicated to providing personalized financial advice to his clients, helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
05/03/2022 - Present
UBS Financial Services Inc. (WELLESLEY MA)
NH
08/03/2021 - 04/22/2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Manchester NH)
RI
08/20/2020 - 07/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORTH PROVIDENCE RI)
BOTH
Issued 09/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/22/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/28/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/20/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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