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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thad? Claim Your ProfileThad Richardson has been a financial professional since 2006. Thad is a registered representative of LPL Financial LLC. Thad is currently registered in 53 states and the District of Columbia. Thad has specialized experience in the financial industry including investments, insurance, and retirement planning. Thad has a combined total of 9 exams from FINRA and the states including Series 6, 7, 24, 4, 53, 63, 66, SIE, and 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
02/08/2021 - Present
LPL Financial LLC (FORT MILL SC)
NC
10/05/2006 - 09/04/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
GA
04/03/2006 - 10/06/2006
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 02/05/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/15/2011
Series 4 - Registered Options Principal Examination
BC
Issued 05/09/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/01/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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