Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thad? Claim Your ProfileThad Erwin is an investment advisor representative with Raymond James Financial Services Advisors, Inc. He is a registered investment advisor in Texas and has been in the industry since 2005. Thad has been registered with Raymond James Financial Services Advisors, Inc. since 2017. He previously worked with LPL Financial, Brokersxpress LLC, SWS Financial Services, and Edward Jones. Thad provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals, and hourly & fixed rate consultations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
04/25/2017 - Present
Raymond James Financial Services Advisors, Inc. (NACOGDOCHES TX)
TX
06/18/2012 - 12/01/2015
LPL FINANCIAL LLC (NACOGDOCHES TX)
TX
11/05/2009 - 06/19/2012
BROKERSXPRESS LLC (NACOGDOCHES TX)
TX
04/15/2005 - 11/10/2009
SWS FINANCIAL SERVICES (NACOGDOCHES TX)
MO
04/16/2003 - 06/16/2003
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 11/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/14/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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