Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Thad? Claim Your ProfileThad Borowiak is a financial advisor who has been in the industry since 2011. Thad is currently registered with Edelman Financial Engines and has previously worked with Girard Securities, Inc., AXA Advisors, LLC, and Morgan Stanley Smith Barney. Thad holds Series 7, 31, and 66 securities licenses and is also a Certified Financial Planner. Thad specializes in financial planning, retirement planning, and portfolio management. Thad provides financial advice to a wide range of clients, including individuals, families, and businesses. Thad is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
NY
01/03/2023 - Present
Edelman Financial Engines (AMHERST NY)
NY
10/25/2012 - 10/23/2017
GIRARD SECURITIES, INC. (BUFFALO NY)
NY
07/03/2012 - 10/11/2012
AXA ADVISORS, LLC (WILLIAMSVILLE NY)
NY
08/04/2011 - 06/19/2012
MORGAN STANLEY SMITH BARNEY (BUFFALO NY)
BOTH
Issued 09/02/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/23/2017
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 08/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
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