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Tha Trinh

Savant Wealth Management

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About Tha Trinh

Tha Trinh is a financial advisor in Rockford, IL. Tha is currently registered with Savant Wealth Management. Previously, Tha was registered with Wells Fargo Clearing Services, LLC in Glenview, IL and NYLIFE SECURITIES LLC in Schaumburg, IL. Tha holds the Series 6, 7TO, 63 and 66 securities licenses.

Firm Information

Tha Trinh is currently registered with Savant Wealth Management. Savant Wealth Management is a large firm with over $50 billion in assets under management. They specialize in providing financial planning, pension consulting, educational seminars, and portfolio management services to individuals, high-net-worth individuals, businesses, corporations, pension and profit-sharing plans, and charitable organizations. Savant Wealth Management is based in Rockford, Illinois, and has over 240 investment advisor representatives.
Savant Wealth Management

190 BUCKLEY DRIVE

ROCKFORD, IL 61107

$29.06B

Assets Under Management

230

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Tha Trinh’s Registration & Firm History

IL

06/04/2024 - Present

Savant Wealth Management (ROCKFORD IL)

IL

01/26/2022 - 06/14/2023

WELLS FARGO CLEARING SERVICES, LLC (GLENVIEW IL)

IL

02/24/2020 - 10/30/2020

WELLS FARGO CLEARING SERVICES, LLC (EVANSTON IL)

IL

03/20/2018 - 12/17/2019

NYLIFE SECURITIES LLC (SCHAUMBURG IL)

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Licenses & Designations

BOTH

Issued 02/08/2022

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/24/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/24/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Tha Trinh.
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