Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tessa? Claim Your ProfileTessa Annette Phillips is a registered representative with Fidelity Brokerage Services LLC. Tessa has been in the securities industry since November 2021. Tessa holds Series 7TO, 6TO, and 63 licenses. Tessa also holds a Series 24 license and is a General Securities Principal. Tessa was previously registered with Touchstone Securities, Inc. and W&S Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
06/22/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
OH
11/03/2022 - 06/13/2023
TOUCHSTONE SECURITIES, INC. (CINCINNATI OH)
OH
11/08/2021 - 06/13/2023
W&S BROKERAGE SERVICES, INC. (CINCINNATI OH)
BC
Issued 02/11/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/08/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Tessa Phillips is the right advisor for you? Invested Better is here to help.
