Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tess? Claim Your ProfileTess Olivia Segal is a financial advisor with UBS Financial Services Inc. with over 8 years of experience in the financial services industry. Tess has been registered with UBS Financial Services Inc. since 2014. Prior to joining UBS Financial Services Inc., Tess worked at UBS Asset Management (US) Inc. Tess holds Series 3, 7, 9, 10, 66 licenses. Tess is registered with the state of Illinois and New Jersey, and has a FINRA registration. Tess is also registered as an Investment Advisor Representative in the state of Illinois and New Jersey. Tess is a Series 66 and SIE certified advisor. Tess currently works out of the Chicago, Illinois office of UBS Financial Services Inc. Tess's previous employment history includes positions at UBS Financial Services Inc. and UBS Asset Management. Tess offers services to clients in a variety of areas including portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IL
04/16/2020 - Present
UBS Financial Services Inc. (CHICAGO IL)
NY
06/06/2016 - 04/17/2020
UBS ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
11/18/2014 - 06/06/2016
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
BOTH
Issued 06/05/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/09/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2014
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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