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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tess? Claim Your ProfileTess Marianna Cusate is a financial advisor at UBS Financial Services Inc., where Tess has been employed since July 2021. Tess holds the Series 66, SIE, and Series 7TO licenses and is registered in 46 states. Tess has experience in providing financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for investment companies. Tess also works with various clients, including individuals other than high-net-worth individuals, high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, charitable organizations, and other investment advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/22/2022 - Present
UBS Financial Services Inc. (Warren NJ)
BOTH
Issued 02/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2021
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2021
Series 7TO - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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