linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Tess Juliana Papagni

Capital ONE Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Tess? Claim Your Profile

About Tess Juliana Papagni

Tess Juliana Papagni is a registered representative with Capital One Securities, Inc. She is licensed in 11 states and holds Series 63, 79TO, and SIE licenses. Tess has been in the industry for over 6 months and currently works at the New York branch of Capital One Securities.

Firm Information

Tess Papagni is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Tess Papagni’s Registration & Firm History

NY

03/04/2024 - Present

Capital ONE Securities, Inc. (New York NY)

Not sure if Tess Juliana Papagni is right for you?

Licenses & Designations

BC

Issued 04/22/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/13/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Tess Juliana Papagni.
Not sure if Tess Juliana Papagni is right for you?