Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Tess? Claim Your ProfileTess Buenaventura is a financial advisor who has been in the industry since 2006. Tess is currently registered with J.p. Morgan Securities LLC and is licensed to provide investment advice in multiple states. Tess has extensive experience in the financial industry and is well-versed in a variety of investment products and services. Tess is committed to providing her clients with personalized financial guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
04/18/2024 - Present
J.p. Morgan Securities LLC (IRVINE CA)
NM
11/22/2013 - 02/05/2024
CHARLES SCHWAB & CO., INC. (Albuquerque NM)
NM
03/07/2022 - 12/20/2023
TD AMERITRADE, INC. (Albuquerque NM)
TX
11/15/2005 - 10/24/2014
OPTIONSXPRESS, INC. (EL PASO TX)
BOTH
Issued 06/25/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2008
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/2006
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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