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Terry Wayne Spencer

Northwestern Mutual Investment Services, LLC

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About Terry Wayne Spencer

Terry Wayne Spencer is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Waukesha, Wisconsin. Terry Wayne Spencer has been a financial advisor since 2006 and has experience in various areas of the financial services industry. Terry Wayne Spencer is registered with the state of Wisconsin and has passed the Series 7, Series 63, Series 24, and SIE exams. Terry Wayne Spencer has previously worked with TD Ameritrade, Inc., Ameritrade, Inc., and AXOS CLEARING LLC.

Firm Information

Terry Spencer is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Terry Spencer’s Registration & Firm History

WI

05/28/2020 - Present

Northwestern Mutual Investment Services, LLC (Waukesha WI)

NE

10/18/2019 - 01/22/2020

AXOS CLEARING LLC (OMAHA NE)

NV

12/11/2019 - 01/09/2020

AXOS INVEST LLC (LAS VEGAS NV)

NE

05/13/2014 - 10/24/2019

WELLS FARGO CLEARING SERVICES, LLC (OMAHA NE)

WI

03/01/2011 - 04/07/2014

RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (MILWAUKEE WI)

NE

03/04/2009 - 08/25/2009

TD AMERITRADE, INC. (OMAHA NE)

NE

04/26/2007 - 02/03/2009

PACIFIC SELECT DISTRIBUTORS, INC. (OMAHA NE)

TX

03/30/2006 - 03/22/2007

TD AMERITRADE, INC. (FORT WORTH TX)

NE

01/05/2004 - 03/30/2006

AMERITRADE, INC. (BELLEVUE NE)

OR

04/15/2004 - 05/26/2004

AMERITRADE NORTHWEST, INC. (PORTLAND OR)

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Licenses & Designations

IA

Issued 01/06/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/09/2006

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Terry Wayne Spencer.
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