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Terry Wayne Raab

Janney Montgomery Scott LLC

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About Terry Wayne Raab

Terry Raab is an investment advisor representative at Janney Montgomery Scott LLC. Terry has over 45 years of experience in the securities industry. Terry has worked in multiple roles in the financial industry over this time. Terry is currently registered in Alabama, Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington and West Virginia. Terry has a Series 63 and is also a principal with a Series 8, Series 9, Series 10 and Series 7 and SIE. Terry specializes in helping individuals, high net worth individuals, corporations, insurance companies, charitable organizations and pension and profit-sharing plans. Terry is dedicated to providing clients with personalized financial advice and investment strategies.

Firm Information

Terry Raab is currently registered with Janney Montgomery Scott LLC. Janney Montgomery Scott LLC is a Philadelphia-based, full-service financial services firm with over $85 billion in assets under management. Formed in 1999, the firm provides a comprehensive suite of financial advisory services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and institutions. Janney Montgomery Scott LLC is registered with the SEC and operates in all 50 states and the District of Columbia.
Janney Montgomery Scott LLC

1717 ARCH STREET

PHILADELPHIA, PA 19103

$85.90B

Assets Under Management

2,265

Total Clients

1,570

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee plus commission

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Terry Raab’s Registration & Firm History

WV

05/08/2017 - Present

Janney Montgomery Scott LLC (CHARLESTON WV)

WV

06/25/2005 - 05/04/2017

JANNEY MONTGOMERY SCOTT LLC (CHARLESTON WV)

PA

10/31/2003 - 06/25/2005

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

MO

10/01/1999 - 11/05/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

01/01/1991 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NA

01/09/1986 - 01/01/1991

BUTCHER & SINGER INC.

NA

05/14/1981 - 01/29/1986

GENERAL AMERICAN LIFE INSURANCE COMPANY

NA

04/13/1984 - 10/30/1985

BEACON SECURITIES, INC.

NA

03/01/1983 - 04/05/1984

CARDELL & ASSOCIATES, INCORPORATED

NA

03/14/1980 - 09/18/1981

EQUITY SERVICES, INC.

NA

05/15/1975 - 04/20/1980

NML EQUITY SERVICES, INC.

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Licenses & Designations

BC

Issued 03/22/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/02/1987

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/15/1986

Series 7 - General Securities Representative Examination

BC

Issued 05/10/1975

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Terry Wayne Raab. Review regulatory record here.
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