Unclaimed
Terry Raab is an investment advisor representative at Janney Montgomery Scott LLC. Terry has over 45 years of experience in the securities industry. Terry has worked in multiple roles in the financial industry over this time. Terry is currently registered in Alabama, Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington and West Virginia. Terry has a Series 63 and is also a principal with a Series 8, Series 9, Series 10 and Series 7 and SIE. Terry specializes in helping individuals, high net worth individuals, corporations, insurance companies, charitable organizations and pension and profit-sharing plans. Terry is dedicated to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
WV
05/08/2017 - Present
Janney Montgomery Scott LLC (CHARLESTON WV)
WV
06/25/2005 - 05/04/2017
JANNEY MONTGOMERY SCOTT LLC (CHARLESTON WV)
PA
10/31/2003 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
MO
10/01/1999 - 11/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
01/01/1991 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
01/09/1986 - 01/01/1991
BUTCHER & SINGER INC.
NA
05/14/1981 - 01/29/1986
GENERAL AMERICAN LIFE INSURANCE COMPANY
NA
04/13/1984 - 10/30/1985
BEACON SECURITIES, INC.
NA
03/01/1983 - 04/05/1984
CARDELL & ASSOCIATES, INCORPORATED
NA
03/14/1980 - 09/18/1981
EQUITY SERVICES, INC.
NA
05/15/1975 - 04/20/1980
NML EQUITY SERVICES, INC.
BC
Issued 03/22/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/1987
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
BC
Issued 05/10/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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