Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terry? Claim Your ProfileTerry Michael Finnegan is a financial advisor with over 30 years of experience in the industry. Terry has held positions at various financial institutions, including Investment Centers of America, Inc. and LPL Financial LLC. Terry holds several securities licenses, including Series 7, 24, 52, 53, and 63, as well as the Series 65 license for Investment Advisor Representatives. Terry specializes in providing financial planning, portfolio management, and consulting services for individuals, corporations, and charitable organizations. Terry is registered with the Securities and Exchange Commission and the Financial Industry Regulatory Authority (FINRA). Terry is currently affiliated with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
04/07/2021 - Present
LPL Financial LLC (PEKIN IL)
IL
03/04/2015 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (Peoria IL)
IL
04/30/2007 - 03/04/2015
INVEST FINANCIAL CORPORATION (PEKIN IL)
IL
08/17/2005 - 04/30/2007
PFIC SECURITIES CORPORATION (PEKIN IL)
TX
09/17/1997 - 08/17/2005
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NA
05/06/1994 - 09/17/1997
LINK INVESTMENT SERVICES, INC.
NJ
06/18/1991 - 03/12/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/18/1991 - 03/12/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/06/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/27/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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