Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terry? Claim Your ProfileTerry Maas is a financial professional with over 38 years of experience in the financial services industry. Terry is currently registered with Hilltop Securities Inc. and has been with the firm since January 2016. Terry has previously been registered with several other firms, including First Southwest Company, LLC, Stifel, Nicolaus & Company, Incorporated, and Stone & Youngberg LLC. Terry holds the Series 7, 52, 53, 50, and SIE licenses. Terry specializes in providing financial planning and investment advice to individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
AZ
01/22/2016 - Present
Hilltop Securities Inc. (PHOENIX AZ)
AZ
10/12/2011 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (PHOENIX AZ)
AZ
09/30/2011 - 10/03/2011
STIFEL, NICOLAUS & COMPANY, INCORPORATED (PHOENIX AZ)
AZ
05/02/2007 - 09/30/2011
STONE & YOUNGBERG LLC (PHOENIX AZ)
AZ
01/02/2002 - 05/25/2007
RBC DAIN RAUSCHER INC. (PHOENIX AZ)
CA
09/19/2000 - 01/11/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
10/10/1994 - 10/01/1996
ALDEN CAPITAL MARKETS, INC. (NEW YORK NY)
TX
10/12/1990 - 10/05/1992
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
02/06/1989 - 07/19/1990
CITICORP SECURITIES MARKETS, INC. (NEW YORK NY)
NA
01/01/1989 - 03/07/1989
UB BROKERAGE OF ARIZONA, INC.
CA
07/12/1988 - 08/17/1988
SECURITY PACIFIC SECURITIES, INC. (SAN FRANCISCO CA)
CA
10/01/1986 - 12/17/1986
SECURITY PACIFIC BROKERS, INC. (OAKLAND CA)
NA
07/27/1978 - 05/27/1986
RAUSCHER PIERCE REFSNES, INC.
NA
03/02/1976 - 08/18/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BC
Issued 03/30/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 09/18/2000
Series 52 - Municipal Securities Representative Examination
BC
Issued 02/21/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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