Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terry? Claim Your ProfileTerry K. Dorsey is a financial professional with over 16 years of experience in the securities industry. Terry is currently registered with Sp Securities LLC in Houston, TX. Terry is licensed to conduct business in Texas. Terry has held prior positions with Abshier Webb Donnelly & Baker, Inc. and Woodrock Securities, L.P. Terry has successfully completed multiple securities exams, including the Series 63, Series 7, Series 28, Series 79TO, and Series 99TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/17/2012 - Present
SP Securities LLC (HOUSTON TX)
TX
05/06/2009 - 01/26/2012
ABSHIER WEBB DONNELLY & BAKER, INC. (HOUSTON TX)
TX
05/25/2005 - 05/04/2007
WOODROCK SECURITIES, L.P. (HOUSTON TX)
BC
Issued 06/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Terry Dorsey is the right advisor for you? Invested Better is here to help.
