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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terry? Claim Your ProfileTerry Earl Allen is a financial advisor with UBS Financial Services Inc. Terry has been in the financial industry since September 20, 1984. Terry is registered with the state of Texas as a Registered Investment Advisor and is also a Registered Representative in Hawaii. Terry has experience with Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Terry has a broad range of experience and licenses including Series 3, 7, 8, 9, 10, 15, 63, and 65. Terry is based in Eugene, Oregon.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OR
11/19/2015 - Present
UBS Financial Services Inc. (EUGENE OR)
OR
06/01/2009 - 11/20/2015
MORGAN STANLEY (EUGENE OR)
OR
03/06/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (EUGENE OR)
OR
09/21/1984 - 03/12/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (EUGENE OR)
IA
Issued 10/20/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/15/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1993
Series 15 - Foreign Currency Options Examination
BC
Issued 07/20/1993
Series 5 - Interest Rate Options Examination
BC
Issued 01/28/1991
Series 3 - National Commodity Futures Examination
BC
Issued 09/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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