Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terry? Claim Your ProfileTerry Ann Roth is a financial advisor with Raymond James & Associates, Inc. Terry has been in the financial services industry for over 30 years and is licensed to provide investment advice in the state of Michigan. Terry has held previous positions at several firms, including UBS Financial Services Inc., Wells Fargo Clearing Services, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Terry's areas of expertise include financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
04/19/2018 - Present
Raymond James & Associates, Inc. (BLOOMFIELD HILLS MI)
MI
02/27/2014 - 04/19/2018
WELLS FARGO CLEARING SERVICES, LLC (BIRMINGHAM MI)
MI
05/12/2000 - 03/06/2013
UBS FINANCIAL SERVICES INC. (BIRMINGHAM MI)
NY
08/09/2001 - 08/21/2002
UBS WARBURG LLC (NEW YORK NY)
MI
06/18/1999 - 04/18/2000
RODECKER & COMPANY, INVESTMENT BROKERS, INC. (SOUTHFIELD MI)
MI
06/10/1999 - 07/26/1999
SEGER FINANCIAL, INC. (BIRMINGHAM MI)
GA
03/06/1996 - 02/26/1997
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
06/09/1994 - 09/21/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/02/1989 - 06/25/1992
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
01/19/1989 - 02/28/1989
MARINER FINANCIAL SERVICES, INC.
NA
09/06/1985 - 01/21/1989
MARANTETTE & CO
NA
12/06/1984 - 09/18/1985
RODECKER & COMPANY INVESTMENT BROKERS, INC.
NA
09/07/1984 - 10/09/1984
KIDDER, PEABODY & CO. INCORPORATED
NA
04/18/1984 - 05/29/1984
PAINE, WEBBER, JACKSON & CURTIS INC.
BOTH
Issued 12/23/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/28/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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