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Terry Ann Cook

CWM, LLC

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About Terry Ann Cook

Terry Ann Cook is an investment advisor representative at CWM, LLC. Terry Ann Cook has been in the financial services industry since 1985. Terry Ann Cook has passed the Series 6, Series 7, and Series 63 exams. Terry Ann Cook is also a Certified Financial Planner™. Terry Ann Cook is currently registered with the state of Washington. Previously, Terry Ann Cook was registered with several firms, including LPL Financial LLC, MetLife Securities Inc., and Fortune Financial Services, Inc.. CWM, LLC is a registered investment advisor. CWM, LLC manages over $26 billion in assets for its clients. Terry Ann Cook works with individual investors, pension plans, and corporations and has over 600 clients. CWM, LLC provides financial planning, portfolio management, and selection of other advisors.

Firm Information

Terry Cook is currently registered with CWM, LLC. CWM, LLC is a registered investment adviser based in Omaha, NE, with over 475 investment adviser representatives. The firm manages a total of $26.77 billion in client assets, primarily for high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and pension and profit-sharing plans. The firm offers advisory services such as financial planning, portfolio management for individuals, selection of other advisers, and sub-advisory services for other investment advisory firms. The firm also participates in wrap fee programs.
CWM, LLC

14600 BRANCH ST.

OMAHA, NE 68154

$26.77B

Assets Under Management

629

Total Clients

448

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-advisory services for other investment advisory firms

Sub-advisory services for other investment advisory firms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor fees from other investment advisors

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Terry Cook’s Registration & Firm History

NE

06/15/2020 - Present

CWM, LLC (OMAHA NE)

WA

08/23/2010 - 06/23/2020

LPL FINANCIAL LLC (YAKIMA WA)

WA

10/25/2007 - 09/02/2010

METLIFE SECURITIES INC. (BELLEVUE WA)

PA

02/20/2007 - 08/09/2007

FORTUNE FINANCIAL SERVICES, INC. (MONACA PA)

WA

01/06/2006 - 08/21/2006

WM FINANCIAL SERVICES, INC. (YAKIMA WA)

IA

06/30/2005 - 07/08/2005

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

CA

11/17/2004 - 04/05/2005

FINANCE 500, INC. (IRVINE CA)

WA

07/31/2002 - 12/02/2002

PACIFIC WEST SECURITIES, INC. (RENTON WA)

CA

10/08/2001 - 08/14/2002

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

MN

10/16/1998 - 12/31/1999

BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)

MN

11/27/1996 - 04/15/1997

PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)

NA

10/30/1995 - 11/15/1996

INDEPENDENT FINANCIAL SECURITIES, INC.

CA

09/11/1995 - 12/12/1995

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NY

05/10/1995 - 08/30/1995

EQUICO SECURITIES, INC. (NEW YORK NY)

NY

05/10/1995 - 08/30/1995

EQUITABLE VARIABLE LIFE INSURANCE COMPANY (NEW YORK NY)

NY

05/10/1995 - 08/30/1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)

OH

02/03/1993 - 05/10/1995

KEY INVESTMENTS INC. (CLEVELAND OH)

CA

03/08/1991 - 02/04/1993

GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)

FL

12/17/1990 - 03/16/1991

INVESTACORP, INC. (MIAMI FL)

CA

04/26/1990 - 01/02/1991

FIRST AFFILIATED SECURITIES, INC. (LA JOLLA CA)

VA

11/21/1986 - 05/02/1990

GNA SECURITIES, INC. (GLEN ALLEN VA)

NA

12/05/1985 - 11/17/1986

NEW YORK LIFE SECURITIES CORP.

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Licenses & Designations

IA

Issued 01/16/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/21/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/12/1990

Series 7 - General Securities Representative Examination

BC

Issued 12/04/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Terry Ann Cook.
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