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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terry? Claim Your ProfileTerry Alan Whitmore is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Terry has been in the financial services industry since April 1987, and is licensed to conduct business in 26 states. Terry has been registered with Merrill Lynch since May 1993. Prior to joining Merrill Lynch, Terry worked for several other financial institutions. Terry is a registered principal and holds the Series 4, 7, 9, 10, 12, 24, 52, 53, and 63 licenses. Terry also holds the SIE license and the Series 65 license. Terry specializes in providing financial advice to individuals, corporations, and other businesses. Terry is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/22/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
MO
09/27/1990 - 05/04/1993
CORPORATE SECURITIES GROUP, INC. (ST. LOUIS MO)
NE
12/05/1989 - 10/04/1990
SECURITIES AMERICA, INC. (LAVISTA NE)
NA
08/21/1989 - 12/05/1989
GLOBAL AMERICA INCORPORATED
NA
10/19/1988 - 08/19/1989
PALM BEACH FINANCIAL, INC.
NA
01/04/1988 - 10/24/1988
CORLEY FINANCIAL SERVICES, INC.
NA
04/29/1987 - 01/04/1988
INVESTACORP, INC.
IA
Issued 03/31/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/21/1995
Series 12 - NYSE Branch Manager Examination
BC
Issued 04/13/1995
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/06/1992
Series 4 - Registered Options Principal Examination
BC
Issued 03/07/1988
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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