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Terri Lynn Kraning dena

National Financial Services LLC

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About Terri Lynn Kraning dena

Terri Lynn Kraning dena is a financial professional with over 25 years of experience in the industry. She is currently registered with National Financial Services LLC and has previously worked at M&I Brokerage Services, Inc., Liberty Securities Corporation, and Wall Street Investor Services. Terri Lynn has a strong background in securities and investment products, as demonstrated by her Series 6, 7, 24, and 63 licenses. She is also licensed to conduct business in Massachusetts and Rhode Island.

Firm Information

Terri Kraning dena is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terri Kraning dena’s Registration & Firm History

MA

12/22/2016 - Present

National Financial Services LLC (BOSTON MA)

RI

04/02/2007 - 12/31/2014

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

MA

07/09/1999 - 11/15/2006

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

WI

10/01/1997 - 05/21/1999

M&I BROKERAGE SERVICES, INC. (MILWAUKEE WI)

NY

08/18/1995 - 09/30/1997

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

NY

06/09/1993 - 08/23/1995

WALL STREET INVESTOR SERVICES (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/17/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/1998

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/01/1994

Series 7 - General Securities Representative Examination

BC

Issued 06/08/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Terri Lynn Kraning dena.
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