Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terri? Claim Your ProfileTerri Lane is a financial professional with over 30 years of experience in the financial services industry. Terri is currently registered with Wells Fargo Clearing Services, LLC and has held prior positions with MORGAN STANLEY and UBS Financial Services Inc.. Terri holds Series 7, 9, 10, 63 and 65 licenses and is registered in 31 states for securities and in 2 states for investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/16/2022 - Present
Wells Fargo Clearing Services, LLC (WESTLAKE VILLAGE CA)
CA
09/10/2010 - 11/29/2022
MORGAN STANLEY (Westlake Village CA)
CA
06/29/2001 - 09/16/2010
UBS FINANCIAL SERVICES INC. (WESTLAKE VILLAGE CA)
NY
10/10/1995 - 07/10/2001
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
05/11/1993 - 11/01/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
CA
04/13/1992 - 10/06/1992
BARABAN SECURITIES, INC. (LOS ANGELES CA)
IA
Issued 05/19/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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