Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terri? Claim Your ProfileTerri Criswell is a financial advisor with over 25 years of experience in the industry. She has worked with a variety of firms, including RBC Capital Markets, LLC, RBC Dain Rauscher Inc., Wedbush Morgan Securities Inc., and Morgan Stanley DW Inc. Terri is currently registered with Raymond James & Associates, Inc. in Nevada. She holds Series 7, Series 63, and Series 65 licenses, as well as the SIE exam. Terri provides a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
05/20/2024 - Present
Raymond James & Associates, Inc. (Las Vegas NV)
NV
10/01/2007 - 05/24/2024
RBC CAPITAL MARKETS, LLC (Las Vegas NV)
NV
08/28/2006 - 01/11/2007
RBC DAIN RAUSCHER INC. (LAS VEGAS NV)
CA
08/31/2004 - 09/06/2005
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
NY
10/25/1996 - 03/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/03/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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