Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terri? Claim Your ProfileTerri Rumans is an investment advisor representative with Wilmington Trust Investment Advisors, Inc. Terri has been in the securities industry since May 1996. Terri holds the Series 4, 7, 14, 24, 52, 53, 63, 65, 66, 79, 82, 99, and SIE licenses. Terri has worked at a number of financial institutions, including Peoples Securities, Inc., HSBC Securities (USA) Inc., Sage, Rutty & Co., Inc., Linsco/Private Ledger Corp., ESL Investment Services, LLC, and Lifemark Securities Corp. Terri also has experience working at Manufacturers & Traders Trust Company, a role that she held from December 2014 to May 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation, economic analysis and capital markets forecasting, lease advisory staff to affiliates
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
DE
04/27/2023 - Present
Wilmington Trust Investment Advisors, Inc. (WILMINGTON DE)
CT
08/26/2022 - 02/03/2023
PEOPLE'S SECURITIES, INC. (BRIDGEPORT CT)
NY
04/30/2014 - 12/12/2014
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
02/22/2007 - 12/20/2013
SAGE, RUTTY & CO., INC. (ROCHESTER NY)
NY
12/18/2003 - 08/23/2006
LINSCO/PRIVATE LEDGER CORP. (ROCHESTER NY)
NY
07/21/2006 - 08/15/2006
ESL INVESTMENT SERVICES, LLC (ROCHESTER NY)
NY
06/29/1995 - 12/18/2003
LIFEMARK SECURITIES CORP. (ROCHESTER NY)
IA
Issued 04/21/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 06/26/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 12/29/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/03/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/24/1995
Series 24 - General Securities Principal Examination
BC
Issued 04/26/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/21/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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