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Terri Bannister

Guggenheim Securities, LLC

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About Terri Bannister

Terri Bannister is a registered representative with Guggenheim Securities, LLC. Terri has been in the securities industry for over a year and holds the Series 63, Series 79TO and SIE licenses. Terri is registered in Texas.

Firm Information

Terri Bannister is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terri Bannister’s Registration & Firm History

TX

03/27/2021 - Present

Guggenheim Securities, LLC (Houston TX)

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Licenses & Designations

BC

Issued 07/12/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/26/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 11/02/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Terri Bannister.
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