Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terri? Claim Your ProfileTerri Ucci is an investment advisor representative at Rockefeller Financial LLC in Chicago, Illinois. Terri has been in the financial industry since 1989 and has been registered with FINRA since 1989. Terri is a Series 63 and Series 65 licensed professional, as well as a Series 7 and SIE licensed professional. Terri is registered to provide investment advice in 26 states and has experience working with high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and other investment advisors. Terri has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Bank of America, NA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
01/24/2022 - Present
Rockefeller Financial LLC (Chicago IL)
IL
11/22/1989 - 01/25/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IA
Issued 12/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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