Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terri? Claim Your ProfileTerri Ann Rawding is a financial professional with over 15 years of experience in the securities industry. Terri is currently registered with Fidelity Brokerage Services LLC. Terri has held previous registrations with National Financial Services LLC, Fidelity Brokerage Services LLC and Gowell Securities Corporation. Terri is licensed to sell securities in all 50 states and the District of Columbia. Terri holds the Series 7, 7TO, 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
01/28/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
MA
05/29/2007 - 08/11/2010
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
MA
03/25/2009 - 08/10/2010
FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)
MA
10/08/2003 - 05/16/2005
GOWELL SECURITIES CORPORATION (BOSTON MA)
BC
Issued 02/07/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 01/21/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2003
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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