Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terri-ann? Claim Your ProfileTerri-Ann Lindo is a financial advisor with LPL Financial LLC, a large independent broker-dealer. Terri-Ann is based in Durham, North Carolina, and has been in the industry for over 25 years. She has experience working with individual clients, families, and businesses, and provides services including financial planning, investment management, and retirement planning. Prior to joining LPL Financial LLC, Terri-Ann held positions at CETERA ADVISOR NETWORKS LLC, SUMMIT BROKERAGE SERVICES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., UBS FINANCIAL SERVICES INC., and RAYMOND JAMES & ASSOCIATES, INC.. Terri-Ann holds Series 7, Series 9, Series 10, Series 63 and Series 65 licenses. Terri-Ann is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NC
07/22/2020 - Present
LPL Financial LLC (DURHAM NC)
NC
09/20/2019 - 07/23/2020
CETERA ADVISOR NETWORKS LLC (DURHAM NC)
NC
11/07/2013 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (DURHAM NC)
FL
05/27/2005 - 11/06/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (FORT MYERS FL)
NJ
02/01/2002 - 06/17/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
FL
10/29/1996 - 02/08/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/29/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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