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Terrence William Awe

ADP Broker-Dealer, Inc.

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About Terrence William Awe

Terrence William Awe has been in the financial services industry since November 17, 2006. Terrence is currently registered with ADP Broker-Dealer, Inc. and is located in Florham Park, NJ. Terrence has been registered with ADP Broker-Dealer, Inc. since June 6, 2022. Prior to that, Terrence was registered with The Leaders Group, Inc. in Littleton, CO, Saybrus Equity Services, Inc in Hartford, CT and Midwest Financial and Investment Services, Inc. in McHenry, IL.

Firm Information

Terrence Awe is currently registered with ADP Broker-Dealer, Inc.. ADP Broker-Dealer, Inc. is a corporation formed in July 1994. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Virgin Islands, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

755

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terrence Awe’s Registration & Firm History

NJ

06/06/2022 - Present

ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)

CO

04/04/2018 - 01/23/2019

THE LEADERS GROUP, INC. (LITTLETON CO)

CT

01/05/2015 - 04/05/2016

SAYBRUS EQUITY SERVICES, INC (HARTFORD CT)

CO

06/07/2012 - 01/05/2015

THE LEADERS GROUP, INC. (LITTLETON CO)

IL

02/12/2009 - 06/16/2010

MIDWEST FINANCIAL AND INVESTMENT SERVICES, INC. (MCHENRY IL)

IL

09/03/2004 - 06/13/2007

OAKBROOK FINANCIAL GROUP, LLC (OAKBROOK TERRACE IL)

IL

08/10/2000 - 07/22/2003

NSA SECURITIES CORPORATION (SCHAUMBURG IL)

CO

07/07/2000 - 08/15/2000

THE LEADERS GROUP, INC. (LITTLETON CO)

MA

10/24/1994 - 07/24/1998

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

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Licenses & Designations

BC

Issued 06/18/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/12/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/06/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2000

Series 7 - General Securities Representative Examination

BC

Issued 10/21/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Terrence William Awe.
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