Unclaimed
Terrence Ho is a registered representative with Pragma LLC. Terrence has been working in the financial services industry since April 25, 2006. Terrence has passed the Series 3, 7, 55, 57, 63, and SIE exams. Terrence is also registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/19/2013 - Present
Pragma LLC (NEW YORK NY)
NY
06/14/2010 - 11/03/2011
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
01/26/2004 - 01/29/2010
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 02/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2006
Series 3 - National Commodity Futures Examination
BC
Issued 12/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Terrence Ho is the right advisor for you? Invested Better is here to help.