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Terrence Sean Cassidy

Imperial Capital, LLC

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About Terrence Sean Cassidy

Terrence Cassidy is a registered representative with Imperial Capital, LLC. Terrence has been in the financial services industry since 1989. Prior to joining Imperial Capital, LLC, Terrence was employed by SG Americas Securities, LLC, Bedrok Securities LLC, Bear, Stearns & Co. Inc., Titus & Donnelly GP, G.I.M.B. Municipal Securities Broker and J. J. Kenny Trading, Inc. Terrence holds Series 3, 7, 52, and SIE licenses.

Firm Information

Terrence Cassidy is currently registered with Imperial Capital, LLC. Imperial Capital, LLC is a Limited Liability Company formed in July 1997. The firm is registered in all 50 states and the District of Columbia. They have been approved for SEC registration and have two Regulatory Event disclosures and one Arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

53

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terrence Cassidy’s Registration & Firm History

CT

02/27/2017 - Present

Imperial Capital, LLC (Stamford CT)

NY

04/03/2013 - 02/22/2017

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/06/2008 - 03/21/2013

BEDROK SECURITIES LLC (RYE NY)

NY

08/19/1999 - 06/10/2008

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

07/28/1998 - 08/20/1998

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

03/26/1990 - 01/08/1998

TITUS & DONNELLY GP (NEW YORK NY)

NA

08/11/1988 - 03/26/1990

G.I.M.B. MUNICIPAL SECURITIES BROKER

NY

01/13/1988 - 08/23/1988

J. J. KENNY TRADING, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/29/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/21/2013

Series 3 - National Commodity Futures Examination

BC

Issued 10/21/1989

Series 7 - General Securities Representative Examination

BC

Issued 08/04/1987

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Terrence Sean Cassidy.
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