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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terrence? Claim Your ProfileTerrence Mulligan is a financial advisor with Retirement Planning Solutions, LLC in Louisville, KY. Terrence has been in the industry since 1997 and holds the Series 6, 7, and 66 licenses. Terrence's expertise includes financial planning, portfolio management for individuals, and portfolio management for businesses. The advisor has been registered with the state of Kentucky since May 24, 2023, and is actively pursuing investment advisor registrations in Kentucky and Indiana. Terrence has experience with a wide range of clients, including high-net-worth individuals, charitable organizations, and individuals other than high-net-worth. In addition to his work with Retirement Planning Solutions, LLC, Terrence also works as an independent contractor for several insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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KY
05/24/2023 - Present
Retirement Planning Solutions, LLC (LOUISVILLE KY)
KY
01/22/2021 - 11/03/2022
AVANTAX INVESTMENT SERVICES, INC. (Louisville KY)
KY
01/06/2012 - 11/15/2019
TRANSAMERICA FINANCIAL ADVISORS, INC (LOUISVILLE KY)
KY
02/14/2008 - 01/06/2012
WORLD GROUP SECURITIES, INC. (LOUISVILLE KY)
KY
08/16/2006 - 10/18/2007
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
KY
04/04/2006 - 08/10/2006
UBS FINANCIAL SERVICES INC. (LOUISVILLE KY)
AZ
03/16/2005 - 04/11/2006
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
GA
04/12/2002 - 03/18/2005
WORLD GROUP SECURITIES, INC. (DULUTH GA)
GA
01/28/1997 - 04/12/2002
WMA SECURITIES, INC. (DULUTH GA)
BOTH
Issued 02/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/26/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/24/2006
Series 7 - General Securities Representative Examination
BC
Issued 01/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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