Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terrence? Claim Your ProfileTerrence Duffy is a financial advisor registered with Wells Fargo Clearing Services, LLC. Terrence has been in the financial services industry since 1990. Prior to joining Wells Fargo Clearing Services, LLC in 2016, Terrence was employed at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Terrence has a wide range of experience in financial services including providing investment consulting services to institutional clients, financial planning, pension consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
12/27/2016 - Present
Wells Fargo Clearing Services, LLC (GREENWICH CT)
NY
07/30/2013 - 12/23/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WHITE PLAINS NY)
CT
12/03/2012 - 06/10/2013
MKM PARTNERS LLC (STAMFORD CT)
NY
08/24/2007 - 09/18/2012
LIQUIDNET, INC. (NEW YORK NY)
NY
02/18/2004 - 08/27/2007
MILETUS TRADING, LLC (NEW YORK NY)
NY
09/10/1998 - 02/18/2004
ITG INC. (NEW YORK NY)
NY
05/19/1993 - 08/27/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/25/1991 - 07/14/1992
CREDIT LYONNAIS SECURITIES (USA), INC. (NEW YORK NY)
NY
03/21/1989 - 08/28/1991
LABE, SIMPSON & CO. (NEW YORK NY)
BOTH
Issued 08/28/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/26/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/18/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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