Unclaimed
Terrence Harold Brown is a registered representative with Raymond James & Associates, Inc. in Scottsdale, Arizona. Terrence has been in the financial services industry since 2014. Terrence has held previous positions at FORESIDE FUND SERVICES, LLC in Portland, Maine and VISION 4 FUND DISTRIBUTORS in Scottsdale, Arizona. Terrence is licensed to sell securities in Arizona, California, Florida, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
08/25/2021 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
ME
09/02/2020 - 08/20/2021
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
AZ
12/11/2019 - 08/21/2020
VISION 4 FUND DISTRIBUTORS (SCOTTSDALE AZ)
NY
08/29/2014 - 06/06/2019
MBSC SECURITIES CORPORATION (NEW YORK NY)
BOTH
Issued 12/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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