Unclaimed
Terrence Gerard Sprow is an Investment Advisor Representative associated with MML Investors Services, LLC. Terrence has 35 years of experience in the securities industry. Terrence has passed the Uniform Securities Agent State Law Examination and the General Securities Representative Examination. Terrence is registered in 28 states and has earned three principal licenses. Terrence is also registered as an Investment Advisor Representative in New York and Texas. Terrence has held previous positions with MSI Financial Services, Inc., New England Securities, GDM Securities, Inc., Equities International Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and William M. Cadden & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
05/24/2017 - Present
MML Investors Services, LLC (AMHERST NY)
NY
04/23/2013 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WILLIAMSVILLE NY)
NY
06/28/1990 - 01/02/2015
NEW ENGLAND SECURITIES (WILLIAMSVILLE NY)
NA
04/03/1989 - 06/05/1990
GDM SECURITIES, INC.
NA
05/26/1987 - 07/17/1989
EQUITIES INTERNATIONAL SECURITIES, INC.
NA
05/08/1985 - 06/13/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/20/1984 - 04/26/1985
WILLIAM M. CADDEN & CO., INC.
BC
Issued 07/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2016
Series 4 - Registered Options Principal Examination
BC
Issued 11/23/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/21/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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