Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terrence? Claim Your ProfileTerrence E. Murphy is a financial advisor with over 25 years of experience in the financial services industry. Terrence has a strong background in securities, and has held various roles at leading firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, ICAP Corporates LLC, Pulse Trading, Inc., Citigroup Global Markets Inc. and UBS Financial Services Inc.. Terrence holds a variety of licenses and certifications, including Series 7, 10, 24, 55, 63, 66, and SIE. Terrence is currently registered with UBS Financial Services Inc. in New York, New Jersey, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
02/18/2021 - Present
UBS Financial Services Inc. (MELVILLE NY)
NY
03/11/2011 - 02/19/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MELVILLE NY)
NJ
05/10/2010 - 08/06/2010
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
04/09/2009 - 10/27/2009
PULSE TRADING, INC. (NEW YORK NY)
NY
08/07/1996 - 02/03/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 05/04/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/06/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Terrence Murphy is the right advisor for you? Invested Better is here to help.
