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Terrence Andrew Slater

Fidelity Brokerage Services LLC

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About Terrence Andrew Slater

Terrence Slater is a financial professional who has been in the industry since December 2003. Terrence Andrew Slater is currently registered with Fidelity Brokerage Services LLC and has previously been registered with National Financial Services LLC, Fidelity Investments Institutional Services Company, Inc., MMC Securities Corp. and Fidelity Brokerage Services LLC. Terrence Slater is a Series 7, Series 9, Series 10, Series 63, Series 66 and Series 99TO licensed professional.

Firm Information

Terrence Slater is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terrence Slater’s Registration & Firm History

RI

09/11/2014 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

04/11/2012 - 12/31/2014

NATIONAL FINANCIAL SERVICES LLC (SMITHFIELD RI)

RI

12/02/2010 - 03/12/2012

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

MA

01/07/2009 - 07/19/2010

MMC SECURITIES CORP. (NORWOOD MA)

MA

06/09/2005 - 01/04/2008

FIDELITY BROKERAGE SERVICES LLC (MARLBOROUGH MA)

RI

01/10/2002 - 12/31/2004

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BOTH

Issued 12/31/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/30/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2004

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/14/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/09/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Terrence Andrew Slater.
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