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Terrence Andrew Keyes

Axos Invest LLC

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About Terrence Andrew Keyes

Terrence Andrew Keyes is a financial advisor with Axos Invest LLC. Keyes has been in the financial industry since 2003. Keyes has been a registered representative in the state of California since 2022. Previously, Terrence Keyes was a registered representative with Umpqua Investments, Inc., Wells Fargo Clearing Services, LLC, First Clearing, LLC, Wachovia Securities, LLC, Wachovia Securities, Inc., and CSFBDIRECT, INC.. Keyes holds the Series 63, Series 66, Series 7, Series 24, SIE and Series 82TO licenses.

Firm Information

Terrence Keyes is currently registered with Axos Invest LLC. Axos Invest LLC is a Limited Liability Company formed in June 2014. The firm is registered in all 50 states and the District of Columbia, as well as Puerto Rico. They are also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Terrence Keyes’s Registration & Firm History

NE

03/14/2022 - Present

Axos Invest LLC (Omaha NE)

OR

03/28/2019 - 04/16/2021

UMPQUA INVESTMENTS, INC. (PORTLAND OR)

MO

08/27/2014 - 01/03/2018

WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)

MO

01/03/2005 - 09/03/2014

FIRST CLEARING, LLC (ST. LOUIS MO)

MO

06/15/2002 - 12/31/2004

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NC

03/18/2002 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NJ

08/14/2000 - 08/02/2001

CSFBDIRECT, INC. (JERSEY CITY NJ)

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Licenses & Designations

BOTH

Issued 04/13/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/03/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Terrence Andrew Keyes.
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