Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Terrance? Claim Your ProfileTerrance Keyes is a financial advisor with over 30 years of experience in the financial services industry. Terrance is currently registered with LPL Financial LLC and is licensed to provide investment advice in Arizona, California, Colorado, Idaho, Indiana, Louisiana, Maine, Minnesota, Montana, Nevada, North Dakota, Oklahoma, Tennessee, Virginia, Washington, Wisconsin, and Wyoming. Terrance has held previous positions with Lucia Securities, LLC, First Allied Securities, Inc., American General Equity Services Corporation, USAllianz Securities, Inc., Ameritas Investment Corp., National Planning Corporation, Signator Investors, Inc., John Hancock Mutual Life Insurance Company, New England Securities, MONY Securities Corp., and The Mutual Life Insurance Company of New York. Terrance is a Chartered Financial Consultant and holds Series 7, 6, 24, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
09/02/2020 - Present
LPL Financial LLC (BELLEVUE WA)
CA
09/09/2011 - 10/05/2020
LUCIA SECURITIES, LLC (SAN DIEGO CA)
CA
12/22/2008 - 12/05/2011
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
TX
01/16/2008 - 12/01/2008
AMERICAN GENERAL EQUITY SERVICES CORPORATION (HOUSTON TX)
MN
07/06/2005 - 02/14/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
NE
10/29/2003 - 07/11/2005
AMERITAS INVESTMENT CORP. (LINCOLN NE)
CA
04/11/2002 - 10/09/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
MA
08/23/1991 - 10/31/2001
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
08/23/1991 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
01/05/1989 - 08/09/1991
NEW ENGLAND SECURITIES (NEW YORK NY)
NA
05/25/1988 - 01/04/1989
MONY SECURITIES CORP.
NA
05/25/1988 - 01/04/1989
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
NA
02/16/1984 - 04/14/1988
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 08/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/15/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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