linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Terrance Swanson

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Terrance? Claim Your Profile

About Terrance Swanson

Terrance Swanson is a financial advisor with Fidelity Brokerage Services LLC. Terrance has been in the financial services industry since 2006. Terrance is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 63, and 66 licenses. Terrance has experience working with clients in a variety of areas, including investment planning, retirement planning, and college savings.

Firm Information

Terrance Swanson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Terrance Swanson’s Registration & Firm History

KY

12/16/2022 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

OH

02/25/2019 - 11/07/2022

AMERITAS INVESTMENT COMPANY, LLC (CINCINNATI OH)

DC

11/09/2018 - 12/11/2018

ICMA-RC SERVICES, LLC (WASHINGTON DC)

OH

03/31/2017 - 10/23/2018

VALIC FINANCIAL ADVISORS, INC. (COLUMBUS OH)

KY

02/29/2016 - 03/20/2017

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (FLORENCE KY)

KY

02/29/2016 - 03/20/2017

MUTUAL OF AMERICA SECURITIES LLC (FLORENCE KY)

OH

05/30/2008 - 02/08/2016

FIDELITY BROKERAGE SERVICES LLC (CINCINNATI OH)

KY

07/22/2005 - 06/29/2007

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

Not sure if Terrance Swanson is right for you?

Licenses & Designations

BOTH

Issued 02/17/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/01/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/19/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/17/2012

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Terrance Swanson.
Not sure if Terrance Swanson is right for you?